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Macquarie Securities cops fine for market breaches Macquarie Securities cops fine for market breaches The banking giant’s broking arm has been slapped with a fine of over $100,000 for breaches of market integrity rules. A A Macquarie Securities has paid a fine of $126,000 over rules it broke while acting as the broker for a buy-back for an ASX-listed firm.  The ASIC Market Disciplinary Panel (MDP) stated it has reasonable grounds to believe that Macquarie Securities contravened rule 3.3.1(b) of the ASIC Market Integrity Rules (Securities Markets) 2017 by entering into a market transaction ...

ASIC slaps Macquarie Securities with fine By Reporter Macquarie Securities has coughed up a penalty over a market integrity breach. Macquarie Securities has paid a fine of $126,000 over rules it broke while acting as the broker for a buy-back for an ASX-listed firm.  The ASIC Market Disciplinary Panel (MDP) stated it has reasonable grounds to believe that Macquarie Securities contravened rule 3.3.1(b) of the ASIC Market Integrity Rules (Securities Markets) 2017 by entering into a market transaction that was not in accordance with the client’s ins...

Shareholders in the parent company of the Hard Rock Casino Northern Indiana are seeking an immediate halt to new state rules requiring greater disclosure of financial records and business interests.