Sequoia cautions on short-term performance
Sequoia has detailed multiple “abnormal items” which have led to the firm cautioning on its short-term performance and considering consolidating its AFS licenses.
Source: moneymanagement.com.au
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Adviser who faked signatures sentenced in court
Former Adelaide-based financial adviser Tai Thanh Nguyen has pleaded guilty to two counts of falsifying company books.
Source: financialstandard.com.au
Former Synchron manager to join licensee
The move has been confirmed. Sequoia Financial Group has announced the appointment of former Synchron compliance general manager, Phil Osborne, to the role of head of Libertas Financial Planning. The
Source: investordaily.com.au
Former Synchron manager to head Sequoia-owned licensee
The move has been confirmed. Sequioa Financial Group has announced the appointment of former Synchron compliance general manager, Phil Osborne, to the role of head of Libertas Financial Planning. The
Source: ifa.com.au
Former adviser charged over faked books
A former financial adviser has been charged with seven counts of alleged falsification of company books following an ASIC investigation.
Source: financialstandard.com.au