SEC Enforcement Updates: Interim Director Named; Staff Investigative Powers Bolstered; "Bad Boy" Waivers Less Certain | Goodwin
To embed, copy and paste the code into your website or blog: The past few weeks have ushered in signs of what’s likely to come from the SEC’s Division of Enforcement under the Biden Administration, including a greater number of investigations and a tougher path to “bad boy” waivers for issuers. The SEC’s enforcement program plays a critical role in the agency’s tripartite mission, especially with respect to the protection of investors. The program, like many other aspects of the SEC, takes many of its cues from the agency’s leadership. At least for now, Acting Chair Alliso...
Source: jdsupra.com