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The U.S. Securities and Exchange Commission (SEC) announced that TIAA-CREF Individual & Institutional Services LLC, (TC Services) that is a subsidiary of Teachers Insurance and Annuity...
SEC Hits Teachers Insurance Subsidiary With $97M Fine Teachers Insurance and Annuity Association of America (TIAA) $97 million for producing inaccurate and misleading statements and a failure to adequately disclose conflicts of interest to thousands of participants in TIAA record-kept employer-sponsored retirement plans (ESPs). The money from TIAA-CREF Individual & Institutional Services LLC (TC Services) will be paid to investors and settles both the SEC case and one announced by the Office of the New York Attorney General (NYAG). According to the SEC, between Jan. 1, 2013, and March 30, 20...