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Investment Management Update - October 2022 | Skadden, Arps, Slate, Meagher & Flom LLP

Published: November 1, 2022

In this issue, we cover regulatory developments impacting the investment management sector, including the Securities and Exchange Commission’s (SEC’s) focus on the annual 15(c) advisory...

Source: jdsupra.com

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William BirdthistleJones GartenbergJoshuan BreenInvestment Company NamesMoney Market Fund ReformsToews CorporationPurpose Acquisition CompaniesDivision Of EnforcementInvestment CompanyAssociates Katherine Katy BerkCommodity Futures Trading CommissionSecurities Offering Reforms For Business Development CompaniesExchange Act Or SectionDivision Of ExaminationsHarris AssociatesFinancial Stability Oversight CouncilMeagher FlomMerrill Lynch Asset Management IncLarge Hedge Fund AdvisersDivision Of Investment ManagementEnd Investment CompaniesExchange CommissionFund AdvisersNational Market System PlanShell Companies