How to tackle regulatory risk with key risk indicators (KRIs)
How to tackle regulatory risk with key risk indicators (KRIs) Promoted by Midwinter Financial Services Rising regulatory pressure is weighing down advisers and dealer groups. Fortunately, there's a better way to manage risk, says Midwinter's Catalina Lopez. A A The advice industry is a challenging business. Make a mistake and the repercussions can be life changing. At best, reputations are shattered. At worst, businesses are closed. Monitoring the quality of advice while maintaining a profitable business is the tight rope that advice professionals must walk. In 2017, ASIC, the corporate ...
Source: ifa.com.au