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SEC Adopts Substantive Requirements for Advisers to Private Funds | McDermott Will & Emery

Published: September 5, 2023

On August 23, 2023, the US Securities & Exchange Commission (SEC) adopted new and amended rules (the New Rules) under the Investment Advisers Act of 1940 (Advisers Act) that focus on...

Source: jdsupra.com

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Us Securities Exchange CommissionMcdermott WillExchange CommissionNew RulesInvestment Advisers ActAdvisers ActRestricted ActivitiesQuarterly StatementsMandatory AuditsWritten Annual ReviewPreferential TreatmentAdviser Led SecondariesAnnual ReviewExamination FeesPro Rata Fee