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Chris Davies delves into the opportunities and risks linked to adopting generative AI and explores how curious advice firms can structure a strategic implementation plan...
In his latest article for Professional Adviser, Chris Davies looks at the regulator's new pro-active approach to supervision...
With the Consumer Duty in mind, half of advice firms are concerned that they are not gaining enough “rigorous” outsourced compliance support.
Bankhall is rolling out its new business compliance software to its 800 directly authorised mortgage, wealth and protection client firms. The support services business says its Model Office-MO software allows retail intermediary advice firms to benchmark compliance work against relevant Financial Conduct Authority
One in two advice firms are now concerned they are not gaining enough rigorous outsourced compliance support with Consumer Duty in mind, a report from Model Office has found.