MSRB to discuss ESG request for information at quarterly meeting
The Municipal Securities Rulemaking Board’s second quarter meeting will feature discussion of one of the board's more controversial recent publications.
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The Municipal Securities Rulemaking Board’s second quarter meeting will feature discussion of one of the board's more controversial recent publications.
The Municipal Securities Rulemaking Board has closed its second comment period on Rule G-46, collecting three responses.
Emily Brock, director of the federal liaison center at the Government Finance Officers Association, takes time out to talk with Chip Barnett at The Bond Buyer’s National Outlook Conference about infrastructure spending. She also looks at the possibility of Congress approving the return of tax-exempt advance refundings and the SEC and MSRB’s focus on issuers ESG disclosures. (17 minutes)
FINRA found that Michael Mancinelli improperly exercised discretion and caused his firm to have inaccurate books and records.
The 70-page report homed in on some muni-specific risks uncovered during examinations.