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Top News In Msrb Rules Today - Breaking & Trending Today

MSRB to discuss ESG request for information at quarterly meeting - Vimarsana News

MSRB to discuss ESG request for information at quarterly meeting

The Municipal Securities Rulemaking Board’s second quarter meeting will feature discussion of one of the board's more controversial recent publications.

Groups raise concern about recordkeeping in MSRB draft rule - Vimarsana News

Groups raise concern about recordkeeping in MSRB draft rule

The Municipal Securities Rulemaking Board has closed its second comment period on Rule G-46, collecting three responses.

Where infrastructure stands in D.C. - Vimarsana News

Where infrastructure stands in D.C.

Emily Brock, director of the federal liaison center at the Government Finance Officers Association, takes time out to talk with Chip Barnett at The Bond Buyer’s National Outlook Conference about infrastructure spending. She also looks at the possibility of Congress approving the return of tax-exempt advance refundings and the SEC and MSRB’s focus on issuers ESG disclosures. (17 minutes)

FINRA fines broker for muni rule violations - Vimarsana News

FINRA fines broker for muni rule violations

FINRA found that Michael Mancinelli improperly exercised discretion and caused his firm to have inaccurate books and records.

FINRA report finds short position controls lacking - Vimarsana News

FINRA report finds short position controls lacking

The 70-page report homed in on some muni-specific risks uncovered during examinations.