The New SEC Rules And The Landscape Of Private Equity Fees
As firms increasingly prepare for retail flows into alternative investments, private equity fees have once again captured headlines.
Source: forbes.com
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Hedge fund, private equity regulations may be coming
The SEC has proposed rules that would require private funds to disclose more investment information to clients.
Source: fortune.com
SEC 10B-5 Insider Trading Requirements for 2023
Securities and Exchange Commission SEC adopted new rules implementing conditions for insiders affirmative defense for Rule 10b5-1 trading plans 10b5-1 plans under Rule 10b-5 of Securities Exchange Act of 1934 requiring issuers to provide periodic report and proxy statement disclosures.
Source: natlawreview.com