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SEC Adopts Expanded Proxy Voting Reporting by Registered Funds - Vimarsana News

SEC Adopts Expanded Proxy Voting Reporting by Registered Funds

Published: November 8, 2022

Securities and Exchange Commission adopted amendments to Form N PX under Investment Company Act of 1940 and new Rule 14Ad-1 under the Securities Exchange Act of 1934 Amendments. Amendments expand the proxy voting information that registered investment companies Funds report.

Source: natlawreview.com
Related Topics:
Exchange CommissionSecurities ExchangeInvestment CompanyInvestment Company ActSecurities Exchange ActSecurities LawProxy VotingRegistered FundsSecurities And Exchange CommissionOrmn PxInvestment Company Act Of 1940
Enhanced Proxy Voting Reporting Requirements for Funds and Managers - Vimarsana News

Enhanced Proxy Voting Reporting Requirements for Funds and Managers

Published: October 15, 2021

The SEC announced proposed amendments to Form N-PX that expand the information that registered funds must disclose about their proxy votes, and would also impose Form N-PX reporting requirements on Form 13F filers.

Source: natlawreview.com
Related Topics:
Securities ExchangeStandardized LanguageReporting FormatWebsite AvailabilityOn Pay ReportingInstitutional InvestmentSecurities Exchange ActExchange ActSec And SecuritiesOrmn PxEc Formn Px AmendmentsOrm 13f FilersOrm 13f Filers Reporting RequirementsAy On Pay Reporting