In review: key regulatory issues for asset managers in Hong Kong
A general overview of the most noteworthy features of the regulatory framework governing asset management activities in Hong Kong.
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A general overview of the most noteworthy features of the regulatory framework governing asset management activities in Hong Kong.
This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The Stock Exchange of Hong Kong Limited...
This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The…
New requirements of the Code of Conduct for Persons Licensed by or Registered with the Hong Kong Securities and Futures Commission (SFC) on bookbuilding and placing activities in equity and debt capital market transactions take effect on 5 August 2022.
The Securities and Futures Commission recently issued a consultation paper on proposed enforcement-related amendments to the Securities and Futures Ordinance, the principal legislation...