Stay updated with breaking news from Picture Wealth. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
Insignia Financial is holding ‘relatively steady’ onto its rank as Australia’s second-largest financial advice licensee after the Godfrey Pembroke exit but Count is hot on its heels.
New analysis from Wealth Data has revealed that some 175 advisers have been affected by disciplinary actions over the last nine years.
Former financial adviser John Wertheimer has been convicted and sentenced for making unauthorised client transactions on the Netwealth platform.
Former financial adviser John Wertheimer pleaded guilty to charges surrounding unauthorised client transactions in Perth Magistrates Court.
A former financial adviser has pleaded guilty to providing a financial service on behalf of a person who carries on a financial services business while unauthorised to do so.