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SEC committee provides guidance to firms on improving Form CRS disclosures

A committee says summaries provided by firms are full of jargon and readability issues. But fiduciary and plain-language experts say Form CRS itself needs an overhaul. ....

Andrea-seidt , Knuta-rostad , Reg-bi-implementation-committee , Standards-of-conduct-implementation-committee , Institute-for-the-fiduciary-standard , Plain-language-group , Plain-language-group-founder-deborah-bosley , Royal-alliance , Wells-fargo , Conduct-implementation-committee , Fiduciary-standard , Equitable-advisors

SEC: Firms Need More "Plain English" in Form CRS

An SEC committee urged firms to write their Form CRS without using jargon and to use more plain English, and not to omit required information. ....

Deborah-bosley , Standards-of-conduct-implementation-committee , Plain-language-group , Firm-customer-relationship-summary , Wells-fargo , Conduct-implementation , Sagepoint-financial , Regulation-best-interest ,

Fiduciary advocates call on SEC to fix Form CRS

The SEC should fix Form CRS, a document intended to highlight differences between advisers and brokers that fails to do so, advocates said. ....

Deborah-bosely , Hester-peirce , Caroline-crenshaw , Allison-herren-lee , Knut-rostand , Exchange-commission , Xy-planning-network , Institute-for-the-fiduciary-standard , Plain-language-group , Fiduciary-standard , Regulation-best-interest , ஹெஸ்டர்-பியர்ஸ்

Improved Form CRS possible under new SEC, say experts

Improved Form CRS possible under new SEC, say experts
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

Luis-aguilar , Aron-szapiro , Knut-rostad , Deborah-bosley , Peter-driscoll , Gary-gensler , Michelle-richter , Enforcement-division , Institute-for-the-fiduciary-standard , Plain-language-group , Department-of-labor-phyllis-borzi , Insurance-services

Fiduciary backers seek 'highest legal standard' in Form CRS disclosures

Fiduciary backers seek 'highest legal standard' in Form CRS disclosures
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

Knut-rostad , Deborah-bosley , Gary-gensler , Jay-clayton , Phyllis-borzi , Exchange-commission , Institute-for-the-fiduciary-standard-on , Institute-for-the-fiduciary-standard , Plain-language-group , Department-of-labor , Fiduciary-standard , Regulation-best-interest