New Year, Old Problem: Broker-Dealers Should Evaluate Their Supervision of Personal Device Use | McGuireWoods LLP
To embed, copy and paste the code into your website or blog: Many companies that transitioned to a work-from-home environment in early 2020 may have reasonably anticipated a return to the normalcy of in-office operations by the end of the year. Yet as 2021 commences, remote work has become the new normal and firms can expect this arrangement to continue through the first quarter of the year, if not longer. While working from home poses challenges for all businesses, it poses unique concerns for broker-dealers whose associated persons are conducting business from their homes. Broker-dealers mu...
Source: jdsupra.com