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SEBI Disposes Adjudication Proceedings Against DHFL in DHFL Pramerica Life Insurance Share Transfer Case moneylife.in - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from moneylife.in Daily Mail and Mail on Sunday newspapers.
Franklin Templeton fiasco: SEBI levies ₹15-cr fine on trustee, 8 key officials thehindubusinessline.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from thehindubusinessline.com Daily Mail and Mail on Sunday newspapers.
SEBI imposes penalty for disclosure lapses in ITC shares Moneylife Digital Team 0 The Securities and Exchange Board of India (SEBI) has imposed a penalty on an individual for his failure to comply with disclosure requirements while dealing with the shares of ITC Ltd.
SEBI conducted an investigation in the scrip of ITC from 1 April 2018 to December 2018 to ascertain whether there was any disclosure violation of Prohibition of Insider Trading (PIT) Regulations by the individual.
During the probe, SEBI noted that Victor Peter Christopher (noticee) is an employee of ITC since 2 January 2012, as Manager-Loss Prevention with its hotels divisions and ITC had allotted employee stock options to Victor. Pursuant to this he had exercised his options and he was allotted 15,970 shares by ITC on 24 September 2018, and subsequently, he sold these shares on 1 October 2018. ....
NSE Colo Scam: SEBI Imposes Penalty Totalling Rs18 Lakh on CPR Capital Services and PRB Securities moneylife.in - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from moneylife.in Daily Mail and Mail on Sunday newspapers.
SEBI penalises 2 brokerages in NSE Co-Location case By IANS | 1 Views SEBI.. Image Source: IANS News Mumbai, April 16 : Capital market regulator SEBI has fined brokerage firms, PRB Securities Private Ltd and CPR Capital Services, in the NSE Co-Location matter for violation of norms. The regulator has imposed a total fine of Rs 6 lakh on the PRB Securities and Rs 12 lakh on CPR Capital Services. The SEBI said that it had received multiple complaints pertaining to allegations of malpractices with respect to the co-location facility being provided by the National Stock Exchange of India Ltd (NSE). In the wake of allegations of preferential access to Tick-byTick (TBT) data feed given by the NSE to certain trading members (TMs), the matter was taken up for investigation by the SEBI. ....