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SEC and Commodity Futures Trading Commission proposed amendments to Form PF requiring registered investment advisers to private funds to report confidentially certain information about funds’ operations and investment strategies.
In a three-to-one vote on May 25, 2022, the U.S. Securities and Exchange Commission (SEC) issued proposed amendments to rules and reporting forms that would require registered...
On January 26, 2022, the SEC issued a release (the "Release") proposing amendments to Form PF (the "Proposal"). The Proposal includes: (i) new current reporting requirements for large hedge fund advisers...
SEC proposed amendments to Form PF, the SEC proposed to expand the definition of exchange under SEA Rule 3b-16, federal executive Advisory on the risks associated with doing business in Burma, a firm settled FINRA charges for failure to establish AML policies, and more.
SEC proposed amendments to Form PF, the SEC proposed to expand the definition of exchange under SEA Rule 3b-16, federal executive Advisory on the risks associated with doing business in Burma, a firm settled FINRA charges for failure to establish AML policies, and more.