Stay updated with breaking news from Proposed Form. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
Section 929X of the Dodd-Frank Act requires the SEC to implement a regulatory framework around the public disclosure of short sale information. On Feb. 25, 2022, the SEC unanimously...
On February 9, 2022, the Securities and Exchange Commission (SEC) voted to propose new rule 206(4)-9 under the Investment Advisers Act of 1940…
Securities and Exchange Commission SEC voted to propose new rule 2064-9 under the Investment Advisers Act of 1940 Advisers Act and 38a-2 under the Investment Company Act of 1940 collectively the Proposed Rules to address cybersecurity risks.
Securities and Exchange Commission SEC voted to propose new rule 2064-9 under the Investment Advisers Act of 1940 Advisers Act and 38a-2 under the Investment Company Act of 1940 collectively the Proposed Rules to address cybersecurity risks.
Regulator aims to boost transparency by increasing the public availability of short sale related data.