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On 26 October 2022, the Securities and Exchange Commission (SEC) adopted final rules and form amendments (the Final Rules) representing significant reforms to the content and delivery...
SEC amended Item 27 to Form N-1A, creating a new concise and visually engaging form of shareholder report focusing on information the SEC believes is particularly important for retail shareholders to assess and monitor their fund investments on an ongoing basis.
Background on the Law - Starting January 1, 2023, New York City will prohibit employers and employment agencies from using automated employment decision tools for employment decision in...
Securities and Exchange Commission SEC adopted final rule and form amendments representing major reforms to shareholder reports for open-end mutual funds and ETFs registered on Form N-1A and advertisement rules for all registered investment companies.
On 26 October 2022, the Securities and Exchange Commission (SEC) adopted final rule and form amendments (the Final Rules) representing major reforms to: 1) shareholder reports for...