SEC Proposes to Expand the Definition of an "Exchange" | Latham & Watkins LLP
The proposal would require certain systems and platforms currently not subject to any registration requirements to register as broker-dealers and ATSs. On January 26,...
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The proposal would require certain systems and platforms currently not subject to any registration requirements to register as broker-dealers and ATSs. On January 26,...
The U.S. Securities and Exchange Commission has proposed to amend Rule 3b-16 under the Securities Exchange Act of 1934 to expand the definition of “exchange” in a way that could be an...
After having adapted over and over again to the constant changes of the past year, UM now has to update and enforce a new statewide mandate â but it isnât related to the pandemic we are only just beginning to reach the other side of. Nope. The Montana Legislatureâs new big project? The next thing MUS campuses need to devote time and funding to? Permitting firearms on Montana college campuses.  Gov. Greg Gianforte signed House Bill 102, which will permit open and concealed carry on college campuses, into law in February. And now, UM has to figure out a new set of regulat...