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FINRA Amends Continuing Education And Registration Requirements - Finance and Banking

Published: November 24, 2021

FINRA adopted amendments to rules on continuing education and registration requirements to provide accommodations for individuals with terminated registrations to maintain their qualification.

Source: mondaq.com

Related Topics:

Firm ElementCe Firm ElementQualifications ProgramFinancial ServicesAffiliate Waiver ProgramFinra Amends Continuing Education And Registration RequirementsFinance And Banking

FINRA Rule Changes Let Out-Of-Work Registrants Keep Qualifications

Published: November 22, 2021

FINRA announced a number of changes to its continuing education requirements, including that registrants must take CE requirements annually.

Source: wealthmanagement.com

Related Topics:

Sander ResslerExchange CommissionEdge Compliance Outsourcing ServicesQualifications ProgramFinancial Industry Regulatory AuthorityMaintaining Qualifications ProgramRegulatory ElementEssential Edge Compliance Outsourcing Services