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Mississippi secretary of state implements new program benefitting investment representatives

Mississippi secretary of state implements new program benefitting investment representatives
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FINRA Extends The

Registered brokerage representatives historically had two years from their Form U5 filing date to re-register with another firm before their prior qualifications (examinations) would lapse. ....

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FINRA Extends the "Maintaining Qualifications Program" Enrollment Window for Brokerage Reps U5'd Before March 15, 2022 | Goodwin

Previously registered representatives who missed the prior deadline now have until December 31, 2023 to enroll. Registered brokerage representatives historically had. ....

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Maintaining Qualifications Program Participation Terms of Use

The access and use of any information submission functions, content, materials, or services available on the Maintaining Qualifications Program (“MQP”) is conditioned upon the acceptance by you, without modification, of these terms of use, and the terms and conditions displayed at https://www.finra.org/terms-of-use are incorporated herein by reference (collectively, "Terms of Use"). Financial Industry Regulatory Authority, Inc. (“FINRA”) reserves any rights, privileges, or immunities not expressly granted under these Terms of Use.

Acceptance of These Terms ....

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FINRA seeks to lessen the burden (and urgency) to return to the Financial Service Industry | Foreside

FINRA is amending their rules that govern registration and continuing education and implementing a Maintaining Qualifications Program to extend the timeframe a terminated. ....

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