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SEBI observed that few investment advisers and research analysts use the brand name, trade name or logo more prominently while marketing their services rather than their name as registered with the regulator.
These compliances are part of SEBI’s new advertisement code to further strengthen the conduct of IAs and RAs, while issuing any advertisement.
Communications Co. Says No Challenge to Acquisition Expected
They have been restrained from using complex language in advertisements
The advertisement should contain the name of IA/RA as registered with SEBI, registered office address, registration number and logo.