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SEC Proposes RIA Outsourcing Rule | King & Spalding - Vimarsana News

SEC Proposes RIA Outsourcing Rule | King & Spalding

On October 26, the SEC proposed a new Advisers Act rule (the “Proposed Rule”) that would establish specific obligations for Registered Investment Advisers with respect to outsourcing of...

SEC Proposes To Regulate Investment Advisers' Outsourcing, Recordkeeping Included - Securities - Vimarsana News

SEC Proposes To Regulate Investment Advisers' Outsourcing, Recordkeeping Included - Securities

On October 26, 2022, the SEC issued a release (the "Release") proposing new Rule 206(4)-11 under the Advisers Act (the "Proposed Rule") to prohibit registered investment advisers ...

Source: mondaq.com