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In a post-FTX environment, several financial regulators are taking action to emphasize a policy of sound custody and disclosure practices and to better understand certain risks to...
Commodity Futures Trading Commission to ensure proper risk management with potential amendments to Risk Management Program requirements for new technologies like digital assets, artificial intelligence.
The Commodity Futures Trading Commission (the "Commission" or the "CFTC"), on May 31, 2023 published an Advance Notice of Proposed Rulemaking ("ANPRM")...
The Commodity Futures Trading Commission (the “Commission” or the ”CFTC”), on May 31, 2023 published an Advance Notice of Proposed Rulemaking (“ANPRM”), seeking public comment in...
The Commodity Futures Trading Commission published an ANPRM with potential amendments to the regulations under the Commodity Exchange Act. The changes would impact the risk management program requirements for swap dealers, major swap participants, and and futures commission merchants.