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The Commodity Futures Trading Commission (the "Commission" or the "CFTC"), on May 31, 2023 published an Advance Notice of Proposed Rulemaking ("ANPRM")...
The Commodity Futures Trading Commission (the “Commission” or the ”CFTC”), on May 31, 2023 published an Advance Notice of Proposed Rulemaking (“ANPRM”), seeking public comment in...
The Commodity Futures Trading Commission published an ANPRM with potential amendments to the regulations under the Commodity Exchange Act. The changes would impact the risk management program requirements for swap dealers, major swap participants, and and futures commission merchants.
Starting May 31, National Futures Association (“NFA”) Members and Associates that engage in digital asset commodity activities must comply with NFA Compliance Rule 2-51 (“Rule 2-51” or...
Congratulations to all advisers with December 31 fiscal year ends – you have emerged from another annual ADV “season”, as we affectionately call it! Welcome to our...