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The "Safeguarding Proposal": A jurisdictional grab by the SEC over custodians | Eversheds Sutherland (US) LLP

Published: April 6, 2023

On February 15, 2023, the US Securities and Exchange Commission (the SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the Investment Advisers Act of 1940...

Source: jdsupra.com

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Exchange CommissionCustody ServicesOffice Of The ComptrollerEversheds SutherlandCustody RuleInvestment Advisers ActAdvisers ActSafeguarding ProposalProposed RuleDodd Frank Wall Street ReformConsumer Protection ActProposing Release

The "Safeguarding Proposal": A jurisdictional grab by the SEC over custodians

Published: April 4, 2023

On February 15, 2023, the US Securities and Exchange Commission (the SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the…

Source: lexology.com

Related Topics:

Exchange CommissionCustody ServicesOffice Of The ComptrollerCustody RuleInvestment Advisers ActAdvisers ActSafeguarding ProposalProposed RuleDodd Frank Wall Street ReformConsumer Protection ActProposing ReleaseAw FirmsAw UpdatesEgal UpdatesEgal DevelopmentsAw DevelopmentsEgal NewslettersEgal Current AwarenessEgal AdvisersEgal AdvisorsEgal DirectoryCapital Markets