SEC investigating whether OpenAI investors were misled
The regulator is examining the internal communications of CEO Sam Altman, after the board last year temporarily ousted him for alleged lack of candor.
Source: livemint.com
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B. Riley Financial Says Unaware Of SEC Probe As Stock Dips On Bloomberg Report
Shares of B. Riley Financial, Inc. (RILY) were losing more than 14 percent in the pre-market activity on Nasdaq following a Bloomberg News article about a possible SEC investigation.
Source: rttnews.com
B. Riley Financial Says Unaware Of SEC Probe As Stock Dips On Bloomberg Report
Shares of B. Riley Financial, Inc. (RILY) were losing more than 14 percent in the pre-market activity on Nasdaq following a Bloomberg News article about a possible SEC investigation.
Source: rttnews.com
Elon Musk: US regulator probes Twitter security lapse before Elon Musk took over: report
The US securities regulator has been scrutinising whether the former top executives failed to adequately disclose those privacy issues to shareholders or put in place proper controls, according to the report.
Source: indiatimes.com
DWS fined $19m by SEC over 'materially misleading' ESG statements
DWS has agreed to pay $25m in penalties to settle two charges by the SEC into alleged ESG “misstatements” and AML violations.
Source: investmentweek.co.uk