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SEC Adopts New Rules and Amendments Affecting Private Fund Advisers | Warner Norcross + Judd - Vimarsana News

SEC Adopts New Rules and Amendments Affecting Private Fund Advisers | Warner Norcross + Judd

Published: September 8, 2023

On August 23, the Securities and Exchange Commission (SEC) passed a final rule significantly increasing oversight and expanding compliance obligations for all private fund advisers,...

Source: jdsupra.com
Related Topics:
Warner NorcrossFund ClientsPublic Company Accounting Oversight BoardExchange CommissionStatement RuleRequirement RuleInvestment Advisers ActSecondaries RuleActivities RuleRegulatory InvestigationFees RelatedPrivate FundTreatment RuleReview RuleRecords Rule
SEC Adopts New Rules for Private Funds, but They're Less Restrictive Than Originally Proposed | Carrington Coleman - Vimarsana News

SEC Adopts New Rules for Private Funds, but They're Less Restrictive Than Originally Proposed | Carrington Coleman

Published: September 6, 2023

In an open meeting on August 23, 2023, the U.S. Securities and Exchange Commission voted to adopt new rules for private funds under the Investment Advisers Act of 1940. The new Rules...

Source: jdsupra.com
Related Topics:
Exchange CommissionFund Audit RuleInvestment Advisers ActTreatment RuleStatement RuleSecondaries RuleAdvisers Act ComplianceQuarterly Statement RuleCustody Rule