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Published May 18, 2021, 3:46 PM The Securities and Exchange Commission (SEC) has given investment companies, brokers, dealers and other covered capital market participants an overall “medium” risk rating. This is the result of its money laundering (ML) and terrorist financing (TF) risk assessment of the securities sector the commission released recently.  The rating is based on the 2021 Sectoral Risk Assessment for the Securities Sector, conducted by the SEC with technical assistance from the Asian Development Bank. The assessment covered all of the 304 brokers, dealers, investment house...

Philippine securities sector has ‘medium’ risk to money laundering, terrorist financing —SEC By TED CORDERO, GMA News Published May 18, 2021 12:48pm The Securities and Exchange Commission (SEC) said Tuesday it has released the results of its money laundering (ML) and terrorist financing (TF) risk assessment of the country’s securities sector. In its assessment, the corporate regulator gave investment companies, brokers, dealers, and other covered capital market participants an overall “medium” risk rating. The rating is based on the 2021 Sectoral Risk Assessment for the S...

SEC-Davao warns vs investing in KAPA-linked MER’S Business Center  May 9, 2021 | 7:52 pm SEC PHOTO RELEASE THE SECURITIES and Exchange Commission’s (SEC) Davao office has issued a public warning against putting money into or acting as coordinator for MER’S Business Center, which does not have a permit for investment operations. In an advisory issued over the weekend, the agency said MER’S is not registered as a corporation or partnership, much less holds a license to sell securities. “An investment scheme is illegal when entities or individuals are taking in invest...

BusinessWorld May 3, 2021 | 12:06 am THE Securities and Exchange Commission (SEC) has issued an advisory against JPCompany Online Shop for collecting investments from the public without registering with the regulator and without securing the proper license. JPCompany Online Shop or JP Company is said to be headed by a certain John Paul Acuzar Chan. The SEC noted that the entity has acquired a certificate of business name registration in January from the Department of Trade and Industry (DTI) under business name number 2515205. Its DTI registration is under the name of Mr. Chan...

1.     iWATCH.PH CORPORATION (iWATCH.PH) 2.     LEARN and EARN ONLINE, 247 CRYPTOTRADING FX, 247 CRYPTOTRADE ONLINE, EXCHANGESTOCK, BINARY OPTIONS TRADING, and WOLVES OPTIONS 3.     WONKACASH/WONKA CASH APP FINANCIAL CONSULTANCY SERVICES 4.     IX TRADE/IXTRADE 5.     BEYOND GENERATIONS DIGITAL MARKETING SERVICES iWATCH.PH CORPORATION (iWATCH.PH), headed   by JEROME OPERIO, REINER CADIZ and JOSEPH REGALARIO are allegedly enticing the public to invest in the said entity online or through the internet. A prospective investor is enticed to pay an amount of P2,188.00 ...