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Man is not an island : Should you scale up a micro-AFSL?

Two industry professionals have shared lessons for self-licensed firms amid the debate over scaling up a financial advice business.

Advisers challenged by capacity, shrinking talent pool

Advisers challenged by capacity, shrinking talent pool
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Adviser recruitment falls down the priority list

Two industry executives have highlighted why financial advice practices are less focused on adviser recruitment, as technology means they can service more clients with fewer staff.

Small licensees not immune from ASIC surveillance

Smaller licensees should be aware that they are just as much on ASIC’s radar as their larger counterparts as increased data and technology means the regulator has greater transparency than ever, according to a compliance expert.

Advice market sees unprecedented M&A activity

AZ NGA chief executive, Paul Barrett, has shared why financial advice firms have become more valuable to acquire in the five years since the Hayne royal commission and why appetite remains high for acquisitions.

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