Stay updated with breaking news from Supervisory Practices. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
The Ministry of Education, represented by the Directorate-General of Educational Supervision, has implemented an introductory programme to prepare new supervisors to work in the educational supervision sector.
On May 9, 2023, FINRA issued Regulatory Notice 23-08 (the “Notice”) to remind members of their obligations when selling private placements (i.e., unregistered securities sold pursuant...
Covered financial institutions also must report "reportable applications," which are "covered applications" from a small business.