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From greenwashing allegations and interim stop orders to fines and penalties, Money Management has rounded up all the disciplinary actions faced by firms in the first half of 2023.
The order for Vasco’s Pivotal Diversified Fund stemmed from concerns regarding the deficiencies in the target market determination of the fund.
Deficiencies in its target market determination has seen interim stop orders placed on the Pivotal Diversified Fund offered by Vasco.
The regulator identified deficiencies in the fund’s target market determination. On Monday, ASIC announced it had placed an interim stop order preventing Vasco Responsible Entity Services from off