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The decision of the Securities and Exchange Commission (SEC) to reverse its earlier decision that revoked the license and registration of Venture Securities Inc. as broker dealer is viewed by most stockbrokers as a vindication of their profession. In a chat over lunch, Eagle Securities President Joey Roxas and company…
The Philippine Stock Exchange (PSE) has slapped billionaire Dennis Uy’s DITO CME Holdings and China Bank Capital Corp. with the maximum penalty allowed under its charter for canceling DITO’s P8 billion stock rights offering (SRO) in January. DITO CME is the holding company of Dito Telecommunity, which is a joint venture…
While initiating the coverage of Adani Wilmar, Ventura Securities advised investors to 'Subscribe' to the initial public offering (IPO) for the long term.
SEC panel revokes R&L license for trading fraud enablePagination: false endIndex: Metro Manila (CNN Philippines, June 15) – A special hearing panel of the Securities and Exchange Commission (SEC) revoked the license of R&L Investments, Inc. more than a year since it was discovered that a rogue employee illegally transferred over ₱1 billion shares owned by existing clients to an account in another firm. The unit of SEC's Market and Securities Regulation Department also revoked the brokerage license of Venture Securities, Inc. (VSI), which received the equity trades under one account from...