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On October 26, 2022, the Securities and Exchange Commission, in a 3-2 vote, adopted a new rule, Exchange Act Rule 10D-1. Rule 10D-1 directs national securities exchanges adopt listing...
February 1, 2021 (The following are my compiled notes for a recent presentation at ETF Trends. I’ve included the slides for reference in line, however you can also watch a replay here. Thanks!) [[Note: I have talked to a lot of people in the past two weeks, through phones and Zooms and IBs and texts, and who knows what. I’m sorry if I discredited something or misrepresented some of your thinking here or adopted something of yours as my own. Please don’t sue me, my note taking is just not what it used to be.]] Let’s start with a couple of quick asides: what we’re seeing in GME, and...