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ASIC won't hunt compliance breaches in Red October | Professional Planner

There are so many back office changes needed to accommodate upcoming reforms that compliance consultants are calling it 'Red October'. ASIC, aware of the strain, has indicated they'll take a "reasonable" approach to enforcement. initially. ....

New South Wales , James Campbell , Tahn Sharpe , Sean Graham , Assured Support , Red October , Target Market Determination , Allens Partner James Campbell , Advanced Diploma , புதியது தெற்கு வேல்ஸ் , ஜேம்ஸ் கேம்ப்பெல் , சீன் கிரஹாம் , இலக்கு சந்தை உறுதியை ,

MFAA welcomes DDO changes

MFAA welcomes DDO changes
theadviser.com.au - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from theadviser.com.au Daily Mail and Mail on Sunday newspapers.

Australian Capital Territory , Mike Felton , Annie Kane , Business Accelerator Program , Mortgage Finance Association Of Australia , Finance Association , Target Market , Corporations Act , Target Market Determination , Target Market Determinations , ஆஸ்திரேலிய மூலதனம் பிரதேசம் , மைக் ஃபெல்டன் , அன்னயே கேன் , வணிக முடுக்குப்பொறி ப்ரோக்ர்யாம் , அடமானம் நிதி சங்கம் ஆஃப் ஆஸ்திரேலியா , நிதி சங்கம் , இலக்கு சந்தை , நிறுவனங்கள் நாடகம் , இலக்கு சந்தை உறுதியை ,

FSC, Morningstar roll out DDO solutions

FSC, Morningstar roll out DDO solutions
FSC, Morningstar roll out DDO solutions
The industry body and research firm have launched tools aiming to help advisers adapt to the incoming design and distribution obligations.
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ASIC’s design and distribution obligations (DDO) kick into effect from October, which will place a host of new restrictions on both issuers and distributors of financial products.
Advice licensees will need to take “reasonable steps” to ensure products are only distributed to the target client segments for which they are intended, according to the ASIC guidance.
ASIC will require issuers to form and review a Target Market Determination (TMD), which describes who a product is appropriate for, while distributors will need to ensure their clients align with the target market. ....

Sally Loane , Sarah Simpkins , Graham Dixon , Adviser Research Centre , Financial Services Council , Target Market Determination , சாரா சிம்ப்கின்ஸ் , கிரஹாம் டிக்சன் , நிதி சேவைகள் சபை , இலக்கு சந்தை உறுதியை ,

FE fundinfo announces data and technology solution for DDO

FE fundinfo announces data and technology solution for DDO
moneymanagement.com.au - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from moneymanagement.com.au Daily Mail and Mail on Sunday newspapers.

Stuart Alsop , Financial Services Council , Distribution Obligations , Target Market Determination , Money Management , நிதி சேவைகள் சபை , இலக்கு சந்தை உறுதியை , பணம் மேலாண்மை ,