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Top News In பிடி நிதி மேலாண்மை வரையறுக்கப்பட்டவை Today - Breaking & Trending Today

BT and Asgard fork out $3m for charging fees for no service

BT and Asgard fork out $3m for charging fees for no service
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Justice Wheelahan , Sarah Court , Asgard Capital Management Limited , Bt Funds Management Limited , Federal Court , Management Limited , Adverse Publicity Order , Corporations Act , நீதி வ்ீலஹன் , சாரா நீதிமன்றம் , அஸ்கார்ட் மூலதனம் மேலாண்மை வரையறுக்கப்பட்டவை , பிடி நிதி மேலாண்மை வரையறுக்கப்பட்டவை , கூட்டாட்சியின் நீதிமன்றம் , மேலாண்மை வரையறுக்கப்பட்டவை , நிறுவனங்கள் நாடகம் ,

Australian Financial Services Regulatory Update - February 2021 | Jones Day

This edition of the
Update covers:
Recent legal and regulatory developments, including the release of APRA s policy and supervision priorities for 2021, the launch of APRA s Cyber Security Strategy 2020 – 2024, Australian regulatory support for the ISDA IBOR Fallbacks Protocol and Supplement, and Australia s renewed focus on sanctions;
Two recent Federal Court decisions which support ASIC s position on obligations to comply with ASIC notices and to substantiate any claims for legal professional privilege;
The continuing fallout of the Financial Services Royal Commission and the recent cases which demonstrate that ASIC and APRA appear to remain committed to taking enforcement action in relation to matters referred by the Commissioner; ....

Nicole Rose , Geoff Summerhayes , Ri Advice Group Pty Ltd , Superannuation Trustees Ordered To Pay , Financial Services Royal Commission , Basel Committee On Banking Supervision , Australian Financial Services , Parliamentary Committee , Ot Markets Pty Ltd , Nominees Australia Limited , Ozifin Tech Pty Ltd , Financial Sector Reform Hayne Royal Commission Response , High Court , Court Rules In Favour , No Service , Superannuation Guarantee Administration , Adelaide Bank , Basel Committee Regarding Operational Resilience , Pty Ltd , National Credit , Nominees Pty Ltd , Financial Services Assurance Forum , Warns Fund Managers , Westpac Securities Administration Limited , High Court Dismisses Westpac Subsidiarie , Global Au Pty Ltd ,

ASIC successful against Westpac subsidiaries' appeal to High Court

Date Time
ASIC successful against Westpac subsidiaries’ appeal to High Court
The High Court has today confirmed that Westpac Bank subsidiaries, Westpac Securities Administration Limited (WSAL) and BT Funds Management Limited (BTFM), breached financial services laws, including the requirement to act in their clients’ best interests and the requirement to act honestly, efficiently and fairly.
The unanimous High Court judgment today upheld the Full Federal Court decision regarding the conduct of WSAL and BTFM, dismissing their appeal and holding that they breached the Corporations Act by providing personal financial product advice in calls made to 14 customers. Neither company was licensed to provide personal financial advice. ....

Justice Kiefel , Justice Gordon , Westpac Securities Administration Limited , Westpac Bank , High Court , Bt Funds Management Limited , Management Limited , Full Federal Court , Corporations Act , Danielle Press , Justices Bell , Federal Court , Full Court , Australian Securities And Investments Commission , Financial Services , Civil Penalty , நீதி கோர்டந் , வெஸ்ட்பேக் வங்கி , உயர் நீதிமன்றம் , பிடி நிதி மேலாண்மை வரையறுக்கப்பட்டவை , மேலாண்மை வரையறுக்கப்பட்டவை , முழு கூட்டாட்சியின் நீதிமன்றம் , நிறுவனங்கள் நாடகம் , டேனியல் ப்ரெஸ் , நீதிபதிகள் மணி , கூட்டாட்சியின் நீதிமன்றம் ,

Westpac loses high court appeal over superannuation sales case

Decision provides ‘clear guidance’ on selling products ‘through direct approaches to retail clients’
The Australian high court has upheld the full federal court decision that Westpac Bank subsidiaries, Westpac Securities Administration Limited (WSAL) and BT Funds Management Limited (BTFM), breached financial services laws.
This includes the “requirement to act in their clients’ best interests and the requirement to act honestly, efficiently and fairly”, the Australian Securities and Investments Commission (Asic) said.
The high court dismissed the bank’s appeal that it breached the Asic Corporations Act by providing personal financial product advice with calls made to 14 customers.
Neither company had a licence to provide personal financial advice. ....

Westpac Securities Administration Limited , Investments Commission Asic , Westpac Bank , Bt Funds Management Limited , High Court , Management Limited , Australian Securities , Investments Commission , Asic Corporations Act , முதலீடுகள் தரகு அசிசி , வெஸ்ட்பேக் வங்கி , பிடி நிதி மேலாண்மை வரையறுக்கப்பட்டவை , உயர் நீதிமன்றம் , மேலாண்மை வரையறுக்கப்பட்டவை , ஆஸ்திரேலிய பத்திரங்கள் , முதலீடுகள் தரகு , அசிசி நிறுவனங்கள் நாடகம் ,