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Lifespan appoints compliance lead | Money Management

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In response to “evolving” legislative requirements, Adrian Caspar will return to Lifespan Financial Planning and has been appointed as risk and compliance lead.
Caspar, who previously worked for Lifespan between 2011 and 2014, had over 15 years’ experience in financial services with his most recent roles focused on compliance, risk management and governance.
He had also worked for a range of organisations including Avant Mutual, KPMG Australia, Total Financial Solutions and ANZ.
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Ex-adviser banned for three years | Money Management

Brisbane-based Nathan Smith failed to provide advice that was in the best interest of clients. ....

Nathan Smith , Investments Commission , Myplanner Professional Services , Financial Solutions Australia , Australian Securities , Brisbane Based Smith , Total Financial Solutions , Dviser Ban , நாதன் ஸ்மித் , முதலீடுகள் தரகு , ஆஸ்திரேலிய பத்திரங்கள் , மொத்தம் நிதி தீர்வுகள் ,