Home
Live Updates
SEC examines 16% of RIAs, and its not likely to go higher : vimarsana.com
SEC examines 16% of RIAs, and it's not likely to go higher
The SEC examines fewer than one out of five RIAs last year, a level that might be difficult to hit in the future, an agency official said.
Related Keywords
Washington ,
United States ,
Daniel Kahl ,
Adam Aderton ,
Dabney Oriordan ,
Exchange Commission ,
Division Of Examinations ,
Investment Adviser Association ,
Division Of Enforcement ,
Wahed Invest ,
vimarsana.com © 2020. All Rights Reserved.