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<p><span>SIFMA today submitted a letter to the U.S. Securities and Exchange Commission (SEC) in response to the SEC&rsquo;s &lsquo;Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice.&rsquo;</span></p>

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