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SIFMA Response To SEC Request For Comment On Digital Engagement Practices

<p><span>SIFMA today submitted a letter to the U.S. Securities and Exchange Commission (SEC) in response to the SEC&rsquo;s &lsquo;Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice.&rsquo;</span></p> ....

Kevinm Carroll , Exchange Commission , Investment Adviser Use Of Technology To , Investment Adviser Digital Engagement Practices , Related Tools , Regulatory Considerations , Potential Approaches , Investment Adviser Use , Provide Investment Advice , Associate General Counsel , Best Interest ,

SEC Consults on Gamification - Traders Magazine

SEC Consults on Gamification - Traders Magazine
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

Gary Gensler , Exchange Commission , Investment Adviser Use Of Technology To , Feedback Flyer , Investment Adviser Digital Engagement Practices , Related Tools , Regulatory Considerations , Potential Approaches , Investment Adviser Use , Provide Investment ,