The SEC Blows the Whistle on Improper Confidentiality Provisions | Sherman & Howard L.L.C.

On Friday, September 29, 2023, the Securities and Exchange Commission (“SEC”) issued a cease and desist and $10 million civil money penalty against D.E. Shaw & Co, L.P. (“DESCO”)....

Related Keywords

Colorado ,United States ,Sherman Howard ,Exchange Act Rule ,Exchange Commission ,De Shaw Co ,Dodd Frank Act ,Internal Reporting Policy ,Employee Handbook ,