Page 4 - Act Section News Today

Private equity firms and fund managers continue to see an increase in regulatory action from the federal government. On the heels of the rapidly approaching deadline for BE-12 filing...

Question: An offeror conditions its obligation to complete its tender offer upon the occurrence or non-occurrence of certain events and discloses these conditions in its offer to purchase.

Scott Syroka: No politician of either party has highlighted the role of corporate monopolies in enabling these proposed schemes.

The public/private company dichotomy has been a perennial discussion topic. A statistic frequently tossed around is that there are about half as many public companies today as there were in 1996...

Here's another earnings management case from SEC Enforcement, this time against Roadrunner Transportation Systems, Inc., a shipping and logistics company formerly traded on the NYSE, involving a veritable pu pu platter of alleged financial manipulations.

The SEC proposed a new safeguarding rule, which if approved will be new rule 223 1 under the Investment Advisors Act and replace the current custody rule. Comments must be received by the SEC on or before 60 days after the rule’s publication in the Federal Registrar.

Yesterday, the Securities and Exchange Commission the Securities (the “SEC”) brought charges against Terraform Labs PTE Ltd and Do Hyeong Kwon (the “Defendants”), both based in...

Primary HSR filing threshold will be increased to $111.4 million - The Federal Trade Commission has announced revisions to HSR Act and Clayton Act Section 8 thresholds,...

FTC has announced revisions to HSR Act and Clayton Act Section 8 thresholds, which are indexed in alignment with prior year economic activity. This alert identifies the adjustments that are likely to be the most relevant, and reiterates several important practice tips.

<p><span>The Commission’s settled enforcement action finds that Bloomberg Finance, L.P. (“Bloomberg”) violated Section 17(a)(2) of the Securities Act of 1933, which prohibits the use of materially false statements to obtain money or property in the offer or sale of securities.</span><a name="_ftnref1" href="https://www.sec.gov/news/statement/peirce-uyeda-statement-bloomberg-finance-012423#_ftn1">[1]</a><span>&a...