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September 29, 2022
On September 14, 2022, the SEC announced a settled administrative order, also dated September 14 (“Order”), imposing penalties, including a $100,000 fine, on a registered broker...
August 27, 2022
Donald Trump's Truth Social, a would-be competitor to Twitter, was hit with another blow after it was rejected for a trademark
August 26, 2022
The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars”...
August 25, 2022
The clamour for Cherera to replace Chebukati was heightened by Azimio flagbearer, Raila Odinga.
August 18, 2022
Doctors set to appear in court
August 16, 2022
/PRNewswire/ -- Healthcare compliance professionals can get a comprehensive look at the latest industry insights from the comfort of their home or office at...
August 16, 2022
/PRNewswire/ -- Healthcare compliance professionals can get a comprehensive look at the latest industry insights from the comfort of their home or office at...
August 9, 2022
The SEC staff relief has allowed money managers to aggregate or bunch orders for clients while accommodating different compensation and related arrangements.
July 27, 2022
For many U.S. public companies, June 30 is the end of their second fiscal quarter, which means it is time to prepare their Quarterly Reports on Form 10-Q.