First SEC Enforcement Action Arising Out Of The New Marketing Rule Targets Fintech Investment Advisor Titan Global Management - Fin Tech
Effective in 2022, the SEC adopted a new Marketing Rule for investment advisers to modernize the regulation of investment adviser advertising and solicitation practices.
Marketing Rule Investment Advisers Act Global Capital Management Although Titan First Sec Enforcement Action Arising Out Of The New Marketing Rule Targets Fintech Investment Advisor Titan Global Management Arketing Amp Branding
Source: mondaq.com