Amy Caiazza News Today

Investment advisers who seek to innovate will need to tread carefully in this space to avoid missteps, which could have significant consequences for their viability.

The SEC will no longer consider ratings as part of its definition of ‘investment grade’ under Regulation M.

SEC defines parameters for one tech company to invest in ‘capital preservation instruments’ without having to register as an investment company.

On today’s show we’re taking a look at what folks rooted in the current financial system think crypto needs to do, and the results are shocking… not…Courtesy…

We’re in one of the most pivotal points in crypto history. Head to TC Sessions: Crypto tomorrow, November 17, to hear the current analysis and learn what you need to do — now — to keep your crypto dreams on track.

Join Hedera, Wilson Sonsini and MetaJuice at TC Sessions: Crypto

The Rule Proposal Would Clarify Which Market Participants Are Engaged in Buying and Selling Securities for Their Own Account "as Part of a Regular Business" and Are Subject to Dealer Registration Requirements The U.S. Securities and Exchange Commission (SEC) recently proposed a new rule1 (the Proposal) which could require a diverse range of market participants to register as dealers,2 including a…

The global NFT (non-fungible token) market now is worth dozens of billions of dollars annually. Innovators and early adopters, marketplaces, and sellers, are all eager to join this...

President Biden launched an effort to establish a federal digital assets policy strategy and coordinate the related work of federal regulators by signing the Executive Order on Ensuring Responsible Development of Digital Assets (the EO) on March 9, 2022. Citing the increased adoption and growing development of digital assets, the EO sets forth six main objectives: consumer and investor protection;…