📰 Analytics Unit News
Analytics Unit News Today
Fast, Ad-Free News Updates
Stay updated with breaking news from Analytics Unit. Real-time updates on events, politics, business and more.
January 24, 2024
On January 9, 2024, the Financial Industry Regulatory Authority, Inc. ("FINRA") published the 2024 FINRA Annual Regulatory Oversight Report (the "Report")...
October 4, 2023
October is recognized as National Domestic Violence Awareness Month. This year in western Washington, the campaign has extra urgency.
July 4, 2023
The Bank of Papua New Guinea (BPNG) is pleased to announce it has partnered with network analytics specialist FNA to monitor intraday liquidity and understand systemic risk.
February 8, 2023
The Financial Regulatory Authority released its 2023 Report on FINRA’s Examination and Risk Monitoring Program which identifies the year’s areas of examination focus for FINRA Member Firms. The Report addresses several key topics from financial crimes to financial management.
February 3, 2023
On January 10, 2023, FINRA published the 2023 Report on FINRA’s Examination and Risk Monitoring Program. The Report serves as a resource for firms to use to bolster their compliance...
February 3, 2023
On January 10, 2023, FINRA published the 2023 Report on FINRA's Examination and Risk Monitoring Program. The Report serves as a resource for firms to use to bolster their compliance programs and
January 20, 2023
On January 10, 2023, the Financial Industry Regulatory Authority (“FINRA”) issued its 2023 Report on FINRA’s Examination and Risk Monitoring Program (the “Report”). The Report, which is...
January 17, 2023
The US regulator for broker-dealers has said it will pay close attention to
October 4, 2022
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,...
October 4, 2022
Welcome to the latest issue of Bracewell's FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement...