Asic S News Today

A Gold Coast liquidator has won a four year legal battle against the regulator with the Federal Court dismissing proceedings brought against him. The Federal Court late last week dismissed ASIC’s c

The regulator has released a summary of its enforcement outcomes last year. 53 individuals were removed or restricted from providing financial services or credit in the second half of last year, acco

The Administrative Appeals Tribunal has upheld ASIC’s decision to cancel the AFS licence of a financial services business that provided superannuation and advice services. In a public update, ASIC s

The regulator has confirmed that the information will be displayed from February. ASIC has announced that its Financial Advisers Register (FAR) will display whether an adviser can provide tax (financ

ASIC’s Financial Advisers Register will display whether a financial adviser can provide tax (financial) advice services from next month.

The corporate, markets and financial services regulator has had another busy year. Over the past year, some of Australia’s biggest firms have caught the attention of ASIC for a range of different

Following the release of INFO 274, BT has highlighted some of its top advice tips for SMSF advisers based on the new guidance. Earlier this month, ASIC released Information Sheet 274 Tips for giv

Following the release of INFO 274, BT has highlighted some of its top advice tips for SMSF advisers based on the new guidance. Earlier this month, ASIC released Information Sheet 274 Tips for giv

ASIC is targeting super trustees that failed to respond to a significant portion of their complaints in a timely manner. ASIC has asked a number of super funds to take “prompt action” to improve

Fines as a result of enforcement action should be used to cover ASIC’s expenses, said CPA Australia.