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Joshua Newville, Proskauer Rose, regulatory enforcement attorney,

Joshua M. Newville is a partner in the Litigation Department in New York, and his practice focuses on commercial litigation and regulatory investigations.

New-york
United-states
Joshuam-newville
Exchange-commission-division-of-enforcement
Litigation-department
Enforcement-division-asset-management-unit
Exchange-commission
Enforcement-division
Asset-management-unit

SEC.gov | SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

SEC.gov | SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New-york
United-states
Leea-greenwood
Kerri-palen
David-zetlin-jones
James-addison
Christopher-conover
Hermann-vargas
Brian-kudon
Sandeep-satwalekar
York-regional-office
Exchange-commission

SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest

SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

Washington
United-states
New-york
Brian-kudon
David-zetlin-jones
Christopher-conover
James-addison
Leea-greenwood
Hermann-vargas
Sandeep-satwalekar
Kerri-palen
Dc-newsfile-corp

JPMS Settlement Release Regulatory Agency Communication Explained

JPMS Settlement Release Regulatory Agency Communication Explained
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

Delaware
United-states
Ohio
New-york
London
City-of
United-kingdom
Columbus
Manhattan
State-of-new-york
American
America

SEC Issues Risk Alert Related to Security Based Swap Dealers

SEC Issues Risk Alert Related to Security Based Swap Dealers
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

Pennsylvania
United-states
Toronto
Ontario
Canada
Rome
Lazio
Italy
Public-school
New-york
Texas
Chicago

SEC Fines 5 More Firms For Ad Rule Violations

The firms will collectively pay $200,000 to settle the charges, which focused primarily on their use of hypothetical performance.

Thayne-gould
Corey-schuster
Exchange-commission
Enforcement-division-asset-management-unit
Marketing-rule
Bradesco-global-advisors
Credicorp-capital-advisors
Insight-securities
Monex-asset-management
Enforcement-division
Asset-management-unit
Credicorp-capital

7843 Ministry of Education & Training REOI 25 March - 5 April 2024

7843 Ministry of Education & Training REOI 25 March - 5 April 2024
matangitonga.to - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from matangitonga.to Daily Mail and Mail on Sunday newspapers.

Tongatapu
Tonga
Tofoa
World-bank
Ministry-of-education
World-bank-procurement-regulations
Head-office
Asset-management
Tonga-safe
Resilient-schools-project
Asset-management-officer

SEC.gov | SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management

SEC.gov | SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

United-states
University-of-chicago
Illinois
Boston
Massachusetts
Chicago
America
American
Gary-gensler
Natasha-vij-greiner
William-birdthistle
Duke-university

VanEck Sanctioned By SEC For Error In ETF Marketing

VanEck was fined by the Securities and Exchange Commission for an ETF Marketing error. A warning to other investment firms?

United-kingdom
David-portnoy
Jake-paul
Austin-mahone
Soulja-boy
Lindsay-lohan
Kim-kardashian
Van-eck-associates
United-kingdom-financial-conduct-authority
Exchange-commission
Enforcement-division-asset-management-unit
Investment-company

VanEck fined $1.8M over influencer promo nondisclosure

VanEck fined $1.8M over influencer promo nondisclosure
complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.

Van-eck-associates-corp
Enforcement-division-asset-management-unit
Van-eck-associates
Advisers-act
Vaneck-social-sentiment
Eck-associate
Van-eck-associate
Andrew-dean
Asset-management-unit
From-december

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