Corey Schuster News Today

Beautiful, so its beginning. It has begun. It will be mostly sunny, a few high clouds affairs, and i just cant find anything. 50s on most of the temps here, and actually we cooled off a bit, 40s to the north. Napa went to 52, and in one hour, we mean cooler by the coast, and temperatures inland will still be really warm, but we will start a bigtime cooling trend as we head back to the weekend and even into next week. All right, lets go over to sala now and see what we have. Anything new or still...

The firms will collectively pay $200,000 to settle the charges, which focused primarily on their use of hypothetical performance.

The banking giant’s subsidiary agreed to be censured and pay an $18 million penalty.

The FINANCIAL -- The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed to pay an $18 million civil penalty to settle the charges. According to the SEC’s order, fromThe FINANCIAL -- The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for ...

The SEC sanctioned the firm for violating whistleblower protections

ZeroHedge - On a long enough timeline, the survival rate for everyone drops to zero

The SEC sanctioned the firm for violating whistleblower protections

The SEC has announced that Credit Suisse Securities and two affiliated Credit Suisse entities have agreed to pay more than US$10 million to settle the SEC’s charges that they provided prohibited underwriting and advising services to mutual funds

Washington D.C. -- The Securities and Exchange Commission today announced fraud charges against Phoenix-based real estate investment company ArciTerra Companies LLC and its CEO, Jonathan M. Larmore,...

Washington D.C. -- The Securities and Exchange Commission today charged BlackRock Advisors, LLC, an investment adviser, for failing to accurately describe investments in the entertainment industry...